About the Role
Are you a seasoned professional with a passion for regulatory compliance and a knack for leadership? Do you have a deep understanding of financial institutions and a proven track record of ensuring their safety and soundness? If so, we invite you to join our team as an Experienced Securities Manager – Compliance & Regulatory Expert for Financial Institutions.
About the Department of Consumer and Business Services (DCBS)
The Department of Consumer and Business Services (DCBS) is a progressive business regulatory state agency dedicated to protecting and serving Oregon's consumers and workers while supporting a positive business climate. Our mission is to ensure that businesses operate in a fair and transparent manner, and that consumers are protected from unfair practices.
About the Division of Financial Regulation (DFR)
The Division of Financial Regulation (DFR) is responsible for ensuring the safety and soundness of financial institutions, the availability and affordability of financial products, and the fair treatment of consumers. Our team of experts works tirelessly to license, regulate, and monitor the conduct of banks, credit unions, financial services providers, health care service contractors, insurance companies, and licensed or registered agents of such entities.
About the Securities Manager Role
As the Securities Manager, you will provide leadership and direction for the Securities Section, which includes securities analysts/examiners, registration/enforcement attorneys, and support personnel. Your duties will include:
- Supervising and managing diverse program staff
- Reviewing securities registration applications to determine whether offerings meet Oregon's statutory merit standards
- Evaluating, preparing, and developing administrative, civil, and criminal cases
- Working with stakeholders, consumer advocates, and staff to develop legislation and rules
- Advising senior division and department management on policy issues involving securities laws and regulations
- Possibly serving as a Special Assistant Attorney General (SAAG) in civil and administrative cases involving securities regulation
About You
To be successful in this role, you will need to possess:
- At least six years of supervision, management, or progressively related experience
- Or three years of related experience and a bachelor's degree in a related field
- A member of the Oregon State Bar or be admitted within six months of accepting the position
You will also need to demonstrate:
- Highly organized
- Ability to handle large volumes of work with frequent interruptions
- Excellent people management skills
- Attention to detail
- Experience with evaluating securities offerings
About the Benefits
As a member of our team, you will enjoy:
- A competitive salary
- A comprehensive benefits package
- Opportunities for advancement and learning
- A positive work environment with a team of passionate professionals
- Flexible work arrangements, including hybrid remote work options
About the Work Environment
Our office is located in a beautiful and vibrant city, surrounded by stunning natural scenery. We offer a collaborative and dynamic work environment, with a team of dedicated professionals who are passionate about making a difference.
About the Career Growth Opportunities
As a member of our team, you will have access to a range of career growth opportunities, including:
- Professional development programs
- Training and education opportunities
- Leadership development programs
- Networking opportunities with other professionals in the field
About the Diversity, Equity, and Inclusion
We are committed to creating a diverse, equitable, and inclusive work environment that values and respects the contributions of all employees. We strive to create a workplace that is free from bias and discrimination, and where everyone has the opportunity to succeed.
About the Application Process
To apply for this role, please submit your resume and cover letter through our online application system. We look forward to hearing from you!
Join Our Team!
We are a dynamic and innovative organization that is passionate about making a difference. If you are a motivated and dedicated professional who is looking for a new challenge, we invite you to join our team. Apply today and take the first step towards a rewarding and fulfilling career!
Apply Now